Alvin Ubaldo

Alvin Ubaldo is currently employed as a Broker and/or Investment Adviser at TRANSAMERICA FINANCIAL ADVISORS, INC located at 500 AIRPORT BLVD., SUITE 110, BURLINGAME, CA, 94010.

Alvin Ubaldo has worked at TRANSAMERICA FINANCIAL ADVISORS, INC since April 26, 2016

Disclosure History

Alvin Ubaldo has 5 Disclosure Event(s).

Date: November 09, 2012
Category: Judgment / Lien
Judgment/Lien Amount: $13,392.00
Judgment/Lien Type: Tax

Date: December 06, 2010
Category: Judgment / Lien
Judgment/Lien Amount: $11,203.00
Judgment/Lien Type: Tax

Date: August 15, 2010
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: August 15, 2010
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: May 14, 2009
Category: Judgment / Lien
Judgment/Lien Amount: $565.00
Judgment/Lien Type: Civil
Broker Comment: My recollection of this judgment is that it was for a Home Inspection completed by Mr Keith Takington for a property I listed when I was a real estate sales person. I remember him calling me before 2009 stating that he wasn't paid, but I didn't order the inspection and referred him to my broker and the buyer who ordered the inspection. I didn't know that he acquired a judgment against me. I am in the process of making contact with him to resolve this issue somehow.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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