ALYSSA D. SANTILLAN is currently employed as a Broker and/or Investment Adviser at FIFTH THIRD SECURITIES, INC. located at 840 SOUTH OAK PARK AVENUE, OAK PARK, IL, 60304.

ALYSSA D. SANTILLAN has worked at FIFTH THIRD SECURITIES, INC. since November 10, 2014

Disclosure History

ALYSSA D. SANTILLAN has 1 Disclosure Event(s).

Date: May 24, 2017
Category: Financial
Type: Bankruptcy
Disposition: Discharged
Broker Comment: I was informed via text message from the law firm on 10/02/2017 of the discharge date of 08/29/17.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for ALYSSA D. SANTILLAN, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.