Alyssa Sydney Valdez

Alyssa Sydney Valdez is currently employed as a Broker and/or Investment Adviser at TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC located at 1670 BROADWAY, SUITE 2200, DENVER HUB, DENVER, CO, 80202-5602.

Alyssa Sydney Valdez has worked at TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC since April 10, 2018

Disclosure History

Alyssa Sydney Valdez has 1 Disclosure Event(s).

Date: September 12, 2012
Category: Financial
Type: Compromise
Disposition: Direct Payment Procedure
Broker Comment: I was studying abroad when initial notice was sent out.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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