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AMADO DE GUZMAN LOZANO is currently employed as a Broker and/or Investment Adviser at STIFEL, NICOLAUS & COMPANY, INCORPORATED located at ONE MONTGOMERY STREET, SUITES 3300, 3500, 3600, & 3700, SAN FRANCISCO, CA, 94104.
AMADO DE GUZMAN LOZANO has worked at STIFEL, NICOLAUS & COMPANY, INCORPORATED since September 14, 2012
AMADO DE GUZMAN LOZANO has 1 Disclosure Event(s).
Date: November 23, 2011All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
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