AMANDA MARIE GIBSON is currently employed as a Broker and/or Investment Adviser at CETERA ADVISORS LLC located at 8300 SHILOH STREET, APT A, FORT IRWIN, CA, 92310.
AMANDA MARIE GIBSON has worked at CETERA ADVISORS LLC since October 28, 2014
Disclosure History
AMANDA MARIE GIBSON has 2 Disclosure Event(s).
Date: July 18, 2016 Category: Customer Dispute Allegations: Customer purchased variable annuity contract in January, 2014. Customer alleges fraud and misrepresentation by the representative in the recommendation of the product. representative. Damage Amount Requested: $5,000.00 Settlement Amount: $14,108.07
Date: August 28, 2014 Category: Employment Separation After Allegations Firm Name: BBVA SECURITIES INC. Termination Type: Voluntary Resignation Allegations: ON AUGUST 7, 2014, THE FIRM BECAME AWARE OF CERTAIN IRREGULARITIES POTENTIALLY EVIDENCING INAPPROPRIATE ANNUITY EXCHANGES FOR WHICH THE REPRESENTATIVE WAS RESPONSIBLE. THE FIRM OPENED AN INTERNAL REVIEW INTO REPRESENTATIVE'S BUSINESS CONDUCT. IN LIGHT OF INITIAL FINDINGS IN THE INTERNAL REVIEW, THE FIRM SUSPENDED THE REPRESENTATIVE. SUBSEQUENT TO THE SUSPENSION, REPRESENTATIVE SUBMITTED HER RESIGNATION AND LEFT THE FIRM.
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