AMBER LEIGH ALEXANDER

AMBER LEIGH ALEXANDER is currently employed as a Broker and/or Investment Adviser at J.P. MORGAN SECURITIES LLC located at 40655 CALIFORNIA OAKS RD.,, MURRIETA, CA, 92562.

AMBER LEIGH ALEXANDER has worked at J.P. MORGAN SECURITIES LLC since February 01, 2016

Disclosure History

AMBER LEIGH ALEXANDER has 1 Disclosure Event(s).

Date: March 01, 2015
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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