AMIT MANU VED

AMIT MANU VED is currently employed as a Broker and/or Investment Adviser at E*TRADE SECURITIES LLC located at 21243 Hawthorne Boulevard, VILLAGE OF DEL AMO, Torrance, CA, 90503.

AMIT MANU VED has worked at E*TRADE SECURITIES LLC since May 03, 2017

Disclosure History

AMIT MANU VED has 1 Disclosure Event(s).

Date: March 03, 2014
Category: Employment Separation After Allegations
Firm Name: J.P. MORGAN SECURITIES LLC
Termination Type: Discharged
Allegations: NON-SECURITIES RELATED. NOT CUSTOMER OR SALES PRACTICE RELATED. REGISTERED REP WAS TERMINATED BECAUSE HE WAS A JOINT ACCOUNT HOLDER ON HIS MOTHER'S PERSONAL CHECKING ACCOUNT AND SHE MADE MULTIPLE CASH WITHDRAWALS UNDER THE CURRENCY TRANSACTION REPORTING THRESHOLD WHICH IS A VIOLATION OF THE AFFILIATE BANKS POLICY GOVERNING PERSONAL FINANCES. REGISTERED REP DID NOT PARTICIPATE IN CASH WITHDRAWALS.

More Information

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