AMPHAY DOUANGVILAY

AMPHAY DOUANGVILAY is currently employed as a Broker and/or Investment Adviser at QUASAR DISTRIBUTORS, LLC located at 777 EAST WISCONSIN AVE., MILWAUKEE, WI, 53202.

AMPHAY DOUANGVILAY has worked at QUASAR DISTRIBUTORS, LLC since March 29, 2018

Disclosure History

AMPHAY DOUANGVILAY has 2 Disclosure Event(s).

Date: May 09, 2017
Category: Judgment / Lien
Judgment/Lien Amount: $9,900.00
Judgment/Lien Type: Tax
Broker Comment: Disputing amount of tax owed. Been in contact with WI Dept of Revenue.

Date: June 14, 2011
Category: Financial
Type: Compromise
Disposition: Direct Payment Procedure

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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