AMY REBECCA OWEN CADWELL

AMY REBECCA OWEN CADWELL is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 609 CELEBRATION AVENUE, CELEBRATION, FL, 34747.

AMY REBECCA OWEN CADWELL has worked at LPL FINANCIAL LLC since January 30, 2013

Disclosure History

AMY REBECCA OWEN CADWELL has 1 Disclosure Event(s).

Date: April 30, 2010
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: SHORT SALE OF A RENTAL PROPERTY, WHICH CLOSED ON 08/17/2012. THIS PROCESS BEGAN WHEN THE TENANT MOVED OUT AND DUE TO CURRENT REAL ESTATE CONDITIONS A NEW TENANT COULD NOT BE FOUND TO COVER THE EXISTING MORTGAGE OBLIGATION. THE DEBT WAS SATISFIED AND RELEASED.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for AMY REBECCA OWEN CADWELL, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.