AMY LYNN WILLIAMS

AMY LYNN WILLIAMS is currently employed as a Broker and/or Investment Adviser at FIFTH THIRD SECURITIES, INC. located at 661 SOUTH GREEN RIVER ROAD, EVANSVILLE, IN, 47715.

AMY LYNN WILLIAMS has worked at FIFTH THIRD SECURITIES, INC. since September 20, 2001

Disclosure History

AMY LYNN WILLIAMS has 2 Disclosure Event(s).

Date: October 21, 2016
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: October 01, 2015
Category: Financial
Type: Compromise
Disposition: Direct Payment Procedure
Broker Comment: October 2013 husband sustained an injury. He was unable to work for over a year and still unable to work full time. We had a loss of income.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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