ANA LIVIA DE RISIOS BATH

ANA LIVIA DE RISIOS BATH is currently employed as a Broker and/or Investment Adviser at BRICKELL GLOBAL MARKETS, INC. located at 1395 BRICKELL AVENUE, SUITE 490, MIAMI, FL, 33131.

ANA LIVIA DE RISIOS BATH has worked at BRICKELL GLOBAL MARKETS, INC. since September 24, 2014

Disclosure History

ANA LIVIA DE RISIOS BATH has 1 Disclosure Event(s).

Date: January 06, 2012
Category: Financial
Type: Bankruptcy
Disposition: Dismissed
Broker Comment: LOAN WAS OBTAINED AFTER DIVORCE IN 2000 UNDER VARIABLE INTEREST RATE. PAYMENTS ESCALTED AND COULD NOT NEGOTIATE A FIXED RATE WITH BANK AT THE TIME.

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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