ANA CLAUDIA JOHNSON is currently employed as a Broker and/or Investment Adviser at NYLIFE SECURITIES LLC located at MAITLAND PROMENADE II BUILDING, 495 NORTH KELLER ROAD SUITE 150, MAITLAND, FL, 32751.
ANA CLAUDIA JOHNSON has worked at NYLIFE SECURITIES LLC since September 06, 2013
Disclosure History
ANA CLAUDIA JOHNSON has 1 Disclosure Event(s).
Date: March 02, 2016 Category: Customer Dispute Allegations: THE CUSTOMERS ALLLEGE THAT THE RECOMMENDATION TO PURCHASE A VARIABLE ANNUITY CONTRACT WITH PROCEEDS FROM THE SALE OF A BOND PORTFOLIO IN OR AROUND AUGUST 2014 WAS NOT SUITABLE GIVEN THEIR FINANCIAL NEEDS AND OBJECTIVES. Settlement Amount: $24,749.00
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