ANA MARIA LAURA HARDING

ANA MARIA LAURA HARDING is currently employed as a Broker and/or Investment Adviser at OPPENHEIMERFUNDS DISTRIBUTOR, INC. located at 6803 SOUTH TUCSON WAY, CENTENNIAL, CO, 80112.

ANA MARIA LAURA HARDING has worked at OPPENHEIMERFUNDS DISTRIBUTOR, INC. since May 04, 2016

Disclosure History

ANA MARIA LAURA HARDING has 1 Disclosure Event(s).

Date: July 30, 2013
Category: Financial
Type: Bankruptcy
Disposition: Direct Payment Procedure

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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