ANALISA SHAWNTAE WHITEHEAD

ANALISA SHAWNTAE WHITEHEAD is currently employed as a Broker and/or Investment Adviser at E*TRADE SECURITIES LLC located at 4005 WINDWARD PLAZA DRIVE, ALPHARETTA, GA, 30005.

ANALISA SHAWNTAE WHITEHEAD has worked at E*TRADE SECURITIES LLC since December 08, 2011

Disclosure History

ANALISA SHAWNTAE WHITEHEAD has 1 Disclosure Event(s).

Date: March 12, 2012
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: I WAS UNEMPLOYED FOR ABOUT ONE MONTH AND MY HUSBAND HAD ALSO LOST HIS JOB. WE DECIDED IT WOULD BE IN OUR BEST INTEREST TO SETTLE.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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