ANDERS MARTIN RASMUSSEN

ANDERS MARTIN RASMUSSEN is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 111 CONGRESS AVE, AUSTIN, TX, 78701.

ANDERS MARTIN RASMUSSEN has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since February 04, 1987

Disclosure History

ANDERS MARTIN RASMUSSEN has 2 Disclosure Event(s).

Date: July 03, 2002
Category: Customer Dispute
Allegations: CUSTOMERS ALLEGE ACCOUNTS WERE MISMANAGED.
Damage Amount Requested: $125,000.00

Date: September 18, 2000
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES THAT DONATED SECURITIES RECEIVED BY THE [CUSTOMER] FOUNDATION WERE NOT SOLD IN A TIMELY MANNER.
Damage Amount Requested: $54,000.00
Settlement Amount: $16,700.00
Broker Comment: THIS MATTER WAS SETTLED TO AVOID THE COST AND UNCERTAINTIES OF LITIGATION.

More Information

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