ANDRE BASTIEN is currently employed as a Broker and/or Investment Adviser at MUTUAL OF OMAHA INVESTOR SERVICES, INC. located at 28 Malvern Ave, Cranston, RI, 02905.
ANDRE BASTIEN has worked at MUTUAL OF OMAHA INVESTOR SERVICES, INC. since November 28, 2016
Disclosure History
ANDRE BASTIEN has 3 Disclosure Event(s).
Date: March 30, 2011 Category: Criminal
Date: February 13, 1998 Category: Criminal Charges: Mal Destruction of Property Disposition: Convicted Broker Comment: My ex-girlfriend from the 1996 incident came to my house to confront me after we had not had any contact since the original incident. I was charged with Mal Destruction of property which violated my probation.
Date: September 06, 1996 Category: Criminal Charges: Assault And Battery Disposition: Was placed on probation for 2 years
More Information
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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
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