Andre LaCosta Curry

Andre LaCosta Curry is currently employed as a Broker and/or Investment Adviser at MWA FINANCIAL SERVICES INC. located at 654 N. Sunflower, Indianola, MS, 38751.

Andre LaCosta Curry has worked at MWA FINANCIAL SERVICES INC. since August 22, 2017

Disclosure History

Andre LaCosta Curry has 1 Disclosure Event(s).

Date: March 14, 2017
Category: Employment Separation After Allegations
Termination Type: Voluntary Resignation
Allegations: Mr. Curry resigned after violating company policies relating to sales of traditional life insurance policies. The violations included but were not limited to: paying life insurance premiums for customers; and failing to witness the actual policyowner/insured sign policy delivery receipts and illustrations.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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