ANDRE SHOY DUFFIE is currently employed as a Broker and/or Investment Adviser at AMERIPRISE FINANCIAL SERVICES, INC. located at 113 E Evans St Ste C, West Chester, PA, 19380.
ANDRE SHOY DUFFIE has worked at AMERIPRISE FINANCIAL SERVICES, INC. since February 22, 1999
Disclosure History
ANDRE SHOY DUFFIE has 1 Disclosure Event(s).
Date: December 20, 2003 Category: Customer Dispute Allegations: THE CLIENTS ALLEGE I INVESTED THEIR ASSETS IN MORE AGGRESSIVE FUNDS THAN THEY WERE COMFORTABLE WITH. AS A RESULT THEY ALLEGED THEY HAVE LOST MORE MONEY THAN IF THEY HAD BEEN IN MORE CONSERVATIVE FUNDS. Damage Amount Requested: $5,000.00 Broker Comment: THE FIRM FOUND I MADE SUITABLE RECOMMENDATIONS OF MUTUAL FUNDS WHICH MATCHED THE CLIENTS STATE GOALS, INVESTMENT TIMEFRAME AND MODERATE AGGRESSIVE RISK TOLERANCE.
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