ANDRE EANES is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 5905 E GALBRAITH RD, CINCINNATI, OH, 45236.
ANDRE EANES has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since March 30, 2017
Disclosure History
ANDRE EANES has 1 Disclosure Event(s).
Date: October 07, 2016 Category: Employment Separation After Allegations Firm Name: THE HUNTINGTON INVESTMENT COMPANY Termination Type: Discharged Allegations: ON FEBRUARY 16, 2016, REGISTERED REPRESENTATIVE PRESENTED OBA REQUEST FOR DEUCE CLUB, A COMPANY HANDLING MARKETING, BRANDING AND PERSONAL MANAGEMENT FOR CLIENTS. THE FIRM'S PRELIMINARY REVIEW OF OBA REQUEST RESULTED IN A DENIAL ON 04/08/2016. RR WAS INFORMED THAT IN ORDER TO CONTINUE EMPLOYMENT WITH HUNTINGTON INVESTMENT COMPANY, HE MUST RESIGN HIS POSITION WITH A & A MANAGEMENT. DURING A BRANCH EXAM ON 10/03/2016, REGISTERED REPRESENTATIVE ADMITTED TO STILL PROMOTING EVENTS AND RECEIVING COMPENSTAION FROM THIS ACTIVITY.
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