ANDRE PIERRE SENEGAL

ANDRE PIERRE SENEGAL is currently employed as a Broker and/or Investment Adviser at NYLIFE SECURITIES LLC located at 7840 GRAPHIC DRIVE, SUITE 200, TINLEY PARK, IL, 60477.

ANDRE PIERRE SENEGAL has worked at NYLIFE SECURITIES LLC since July 17, 2013

Disclosure History

ANDRE PIERRE SENEGAL has 4 Disclosure Event(s).

Date: April 13, 2018
Category: Customer Dispute
Allegations: Customer alleges that she was misled regarding conversion credits when she purchased a VUL in December 2017. Customer requests a refund of premiums paid.

Date: June 26, 2015
Category: Financial
Type: Bankruptcy
Disposition: Dismissed

Date: November 30, 2014
Category: Financial
Type: Bankruptcy
Disposition: Dismissed

Date: November 19, 2013
Category: Financial
Type: Bankruptcy
Disposition: Dismissed

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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