BrokerSearch

BrokerSearch

ANDRE JEROME SMITH

ANDRE JEROME SMITH is currently employed as a Broker and/or Investment Adviser at ALLSTATE FINANCIAL SERVICES, LLC located at 1072 E Algonquin Rd, Algonquin, IL, 60102-3065.

ANDRE JEROME SMITH has worked at ALLSTATE FINANCIAL SERVICES, LLC since March 20, 2015

Disclosure History

ANDRE JEROME SMITH has 3 Disclosure Event(s).

Date: December 06, 1993
Category: Criminal
Charges: THEFT OF SERVICES:
Disposition: Dismissed
Broker Comment: I CALLED FOR A CAB FROM A-1 CAB DECEMBER 6, 1993 AND REQUESTED A CAB TO TAKE ME APPROXIMATELY 4 MILES TO THE TRAIN STATION. AS WE NEARED THE STATION, I REALIZEDTHAT I LEFT MY WALLET AT HOME AND INFORMED THE CAB DRIVER. UPON INFORMING THE CAB DRIVER, HE BECAME IRATE. I APOLOGIZED, AND ASKED THE CAB DRIVER TO TAKE ME BACKHOME TO GET MY WALLET, AND THAT I WOULD PAY HIM FOR THE ENTIRE TRIP. AFTER THE CAB DRIVER REFUSED TO TAKE ME BACK HOME, I OFFERED TO LEAVE MY INFORMATION, AND PAY THE FARE BACK THE NEXT DAY. THE CAB DRIVER WANTED TO HAVE A POLICE RECORD FOR HIS FILE, SO I ROAD WITH HIM TO THE NEARBY POLICE STATION TO FILE A REPORT. THE POLICE FINGER PRINTED ME, AND FILED A REPORT (THEFT OF SERVICES). I PAID BACK THECAB COMPANY THE NEXT DAY. THE COURT DATE WAS SET FOR JANUARY 14, 1994.DURING THE COURT HEARING, I PRESENTED A PAID RECEIPT, THE PLAINTIFF DID NOT SHOW UP, AND THE CASE WAS DISMISSED.

Date: January 16, 1989
Category: Criminal
Charges: THEFT:
Disposition: Dismissed
Broker Comment: THIS WAS THROWN OUT (SOL). THIS WAS THE RESULT FROM AN ARGUMENT WITH A FEMALE ASSOCIATE THAT I HAD IN MY CAR WHO MADE AN ACCUSATION THAT A FRIEND AND/OR I TOOK HER $10-$15 THAT SHE LEFT IN MY CAR. THE POLICE WERE DRIVING BY DURING THE TIME AND BROKE UP THE ALTERCATION. WHILE THE POLICE WERE INVOLVED, AND REPORTS WERE FILED, THE CASE WAS DROPPED.

Date: October 28, 1983
Category: Criminal
Charges: THEFT:
Disposition: I WAS UNDER THE IMPRESSION THAT IT WAS DISMISSED WITH 6 MONTH SUPERVISION
Broker Comment: THE FOLLOWING EXPLANATION IS LISTED IN 4B THAT HAPPENED 31YRS AGO, OCTOBER 28,1983.I WENT DOWN TO THE CIRCUIT COURT TO OBTAIN A COPY OF THE REPORT BUT IT WAS DESTROYED AS IT IS OLD. I PROVIDED A DESTROYED LETTER BY THE CIRCUIT COURT OF COOK COUNTY TO THE REGION. BETWEEN THE PERIOD OF 1983 - 2007, I'VE HIRED ATTORNEYS ON TWO SEPARATE OCCASIONS, AND WAS TOLD THAT THE MISDEMEANOR CASE WAS EITHER THROWN OUT AND/OR DIDN'T EXIST.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for ANDRE JEROME SMITH, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.

How to choose a broker or investment adviser. Learn More