ANDREA RUTH KLIPFEL is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 104 GATEWAY CENTER DR, SUITE A, PASO ROBLES, CA, 93446.
ANDREA RUTH KLIPFEL has worked at LPL FINANCIAL LLC since September 28, 2016
Disclosure History
ANDREA RUTH KLIPFEL has 1 Disclosure Event(s).
Date: April 01, 2013 Category: Customer Dispute Allegations: CLIENT ALLEGES THE PURCHASE OF FRANKLIN GOLD AND PRECIOUS METALS FUND ON 10/15/2012 WAS NOT SUITABLE Damage Amount Requested: $13,000.00 Settlement Amount: $6,943.13 Broker Comment: FOR BUSINESS REASONS, THE FIRM RESOLVED THIS MATTER IN THE AMOUNT OF $6,943.13. THE FINANCIAL ADVISOR WAS NOT REQUIRED TO CONTRIBUTE TO THE RESOLUTION.
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