ANDREA VERONICA MUNOZ GUZMAN

ANDREA VERONICA MUNOZ GUZMAN is currently employed as a Broker and/or Investment Adviser at J.P. MORGAN SECURITIES LLC located at 8111 N. FM 620 ROAD, AUSTIN, TX, 78726.

ANDREA VERONICA MUNOZ GUZMAN has worked at J.P. MORGAN SECURITIES LLC since December 13, 2016

Disclosure History

ANDREA VERONICA MUNOZ GUZMAN has 4 Disclosure Event(s).

Date: August 07, 2015
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: December 15, 2014
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: March 31, 2010
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: March 16, 2010
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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