ANDREAS SARKIS YANIK

ANDREAS SARKIS YANIK is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 4290 S RAINBOW BLVD, LAS VEGAS, NV, 89103.

ANDREAS SARKIS YANIK has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since August 06, 2015

Disclosure History

ANDREAS SARKIS YANIK has 1 Disclosure Event(s).

Date: April 29, 2015
Category: Employment Separation After Allegations
Firm Name: JPMorgan Chase Bank, NA
Termination Type: Voluntary Resignation
Allegations: Non-securities related allegations raised by affiliate bank regarding registered representative, in his capacity as an affiliate bank employee, for entering inaccurate information into an internal bank system with respect to the reason for fee reversals on affiliate bank customer accounts. Representative asserted he did not receive any benefit from the customers for reversing the fees.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for ANDREAS SARKIS YANIK, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.