ANDRES ALVAREZ is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 5250 BABCOCK ST NE, PALM BAY, FL, 32905.

ANDRES ALVAREZ has worked at LPL FINANCIAL LLC since January 26, 2016

Disclosure History

ANDRES ALVAREZ has 2 Disclosure Event(s).

Date: December 03, 2015
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: February 26, 2014
Category: Criminal
Charges: Tampering with Physical Evidence
Disposition: Nolle Prosequi after successful completion of Pre-Trial Diversion
Broker Comment: On December 15, 2013 I was involve in a criminal matter and was arrested. As a result of this arrest I immediately hired an attorney and was able to enter in a program that dropped all my charges once it was completed on 09/05/2014.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for ANDRES ALVAREZ, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.