ANDRES BUENO-ROMERO is currently employed as a Broker and/or Investment Adviser at J.P. MORGAN SECURITIES LLC located at 4745 E. ELLIOT, PHOENIX, AZ, 85044.

ANDRES BUENO-ROMERO has worked at J.P. MORGAN SECURITIES LLC since June 01, 2016

Disclosure History

ANDRES BUENO-ROMERO has 2 Disclosure Event(s).

Date: August 12, 2016
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: March 18, 2016
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: I compromised with Fresh Solutions LLC for the amount of $500. That was the collections company that Discount Tire Co. sold the debt to.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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