ANDRES RIOS

ANDRES RIOS is currently employed as a Broker and/or Investment Adviser at J.P. MORGAN SECURITIES LLC located at 7800 GALL BLVD, ZEPHYRHILLS, FL, 33541.

ANDRES RIOS has worked at J.P. MORGAN SECURITIES LLC since September 06, 2016

Disclosure History

ANDRES RIOS has 1 Disclosure Event(s).

Date: February 10, 1994
Category: Criminal
Charges: POSSESSION WITH INTENT TO DELIVER NARCOTICS
Disposition: Found not guilty
Broker Comment: I was arrested due to a misunderstanding with the Chicago Police Department,I was at my home sleeping ready for school the next morning,the police came into my parents home asking who owned a Mazda (car). I owned a Mazda at the time. I was arrested not given an explanation as to why, there was another Mazda (car) that had Narcotics that I had no Idea, I told them that wasn't my vehicle, but they didn't want to listen, so I spent almost two years incarcerated fighting my case, until Chicago police realized that they really had made a mistake and a wrongful arrest, The Honorable judge Shelvin, Singer released me on Oct 12 1995. The case was thrown out and Final judgement of Not guilty on December 12 1996

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for ANDRES RIOS, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.