ANDREW THOMAS CLYNE is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 125 TOWN SQUARE PL, JERSEY CITY, NJ, 07310.
ANDREW THOMAS CLYNE has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since May 20, 2016
Disclosure History
ANDREW THOMAS CLYNE has 1 Disclosure Event(s).
Date: August 15, 2016 Category: Regulatory Initiated By: North Carolina Department of Insurance Allegations: The North Carolina Department of Insurance found that representative provided incorrect answers on his February 2013 applications for non-resident Producer and non-resident Medicare Supplement Long-Term Care Insurance Licenses. Resolution: Settled SanctionDetails: Sanctions: Civil and Administrative Penalty(ies)/Fine(s) SanctionDetails: Amount: $250.00
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