ANDREW COOPER is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 555 CALIFORNIA STREET, SAN FRANCISCO, CA, 94104.
ANDREW COOPER has worked at MORGAN STANLEY since June 01, 2009
Disclosure History
ANDREW COOPER has 2 Disclosure Event(s).
Date: September 07, 1993 Category: Customer Dispute Allegations: CLIENT ALLEGES UNSUITABILITY ANDMISREPRESENTATION IN CONNECTION WITH PURCHASES IN CONNECTIONWITH PURCHASES OF THREE LIMITED PARTNERSHIPS. CLAIMED$60,700.00 Damage Amount Requested: $60,700.00 Settlement Amount: $13,250.00 Broker Comment: DEAN WITTER PAID CUSTOMER $13,250. I DID NOTCONTRIBUTE TOWARDS SETTLEMENT.ANDREW COOPER DENIES ANY WRONGDOING WITH RESPECTTO [CUSTOMER'S] ACCOUNT AND DID NOT CONTRIBUTE TO THESETTLEMENT WHICH WAS MADE TO AVOID THE COST OF LITIGATION.
Date: December 22, 1989 Category: Customer Dispute Allegations: FAILURE TO FOLLOW INSTRUCTION TO ROLL OVERRETIREMENT ASSETS INTO IRA ACCOUNT. SEEK COMPENSATORY DAMAGESIN THE AMOUNT OF $250K FROM DEAN WITTER, ANDREW COOPER ANDDAVID COOPER. Damage Amount Requested: $250,000.00 Settlement Amount: $47,000.00 Broker Comment: $47K WILL BE PAID TO CUSTOMER IN EXCHANGE FORRELEASE OF ALL CLAIMS. DAVID COOPER AND ANDREW COOPER, JOINTLYWILL CONTRIBUTE $15,666.66 TO SETTLEMENT.SETTLEMENT MADE SOLELY TO AVOID EXPENSE ANDUNCERTAINTY OF LITIGATION AND MADE WITH OUT ADMISSION OFLIABILITY.
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