ANDREW JOHN EVANS is currently employed as a Broker and/or Investment Adviser at CAMBRIDGE INVESTMENT RESEARCH, INC. located at 4044 Monroeville Blvd, Monroeville, PA, 15146.
ANDREW JOHN EVANS has worked at CAMBRIDGE INVESTMENT RESEARCH, INC. since August 06, 2012
Disclosure History
ANDREW JOHN EVANS has 2 Disclosure Event(s).
Date: March 31, 2010 Category: Customer Dispute Allegations: CLIENT ALLEGES THAT RECOMMENDATIONS MADE, AS WELL AS THE REFERRAL TO "STOCK PORTFOLIO MANAGERS" WERE NOT SUITABLE. Damage Amount Requested: $91,739.66
Date: May 29, 2009 Category: Customer Dispute Allegations: CUSTOMER ALLEGES UNSUITABLE INVESTMENTS AND UNAUTHORIZED TRADING IN 2008. Damage Amount Requested: $220,000.00 Settlement Amount: $65,000.00 Broker Comment: THE FIRM SETTLED THE CLAIMS TO AVOID THE COST AND UNCERTAINTY OF LITIGATION, WITH NO ADMISSION OF WRONGDOING AND NO MONETARY CONTRIBUTION FROM THE REPRESENTATIVE.
More Information
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