ANDREW JOHN FOSTER is currently employed as a Broker and/or Investment Adviser at STIFEL, NICOLAUS & COMPANY, INCORPORATED located at 112 SOUTH RIVERFRONT DRIVE, UNION DEPOT, MANKATO, MN, 56001-3619.
ANDREW JOHN FOSTER has worked at STIFEL, NICOLAUS & COMPANY, INCORPORATED since October 16, 2009
Disclosure History
ANDREW JOHN FOSTER has 2 Disclosure Event(s).
Date: September 06, 2002 Category: Customer Dispute Allegations: CLIENT ALLEGES UNSUITABILITY OF INVESTMENTS. CURRENT COMBINED UNREALIZED LOSSES TOTAL APPROXIMATELY $110,000. Damage Amount Requested: $110,000.00 Settlement Amount: $40,000.00 Broker Comment: I EMPHATICALLY DISAGREE WITH THE CONTENT OF THIS UNJUSTIFIED COMPLAINT.
Date: October 08, 2001 Category: Customer Dispute Allegations: CLIENT ALLEGES SWITCH FROM BEST OF AMERICA ANNUITY TO AN EQUITABLE ANNUITY IN 8/98 WAS UNNECESSARY. ALSO ALLEGES PURCHASE OF B SHARES WERE UNSUITABLE AS CDSC CHARGES WERE IMPOSED EACH TIME CLIENT NEEDED FUNDS. Damage Amount Requested: $22,000.00 Broker Comment: THIS CUSTOMER COMPLAINT IS NO LONGER REPORTABLE.
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