ANDREW JOSEPH HALL is currently employed as a Broker and/or Investment Adviser at AMERIPRISE FINANCIAL SERVICES, INC. located at 1000 SW Broadway Ste 2200, Portland, OR, 97205-3074.
ANDREW JOSEPH HALL has worked at AMERIPRISE FINANCIAL SERVICES, INC. since March 13, 2009
Disclosure History
ANDREW JOSEPH HALL has 2 Disclosure Event(s).
Date: March 21, 2016 Category: Customer Dispute Allegations: Claimants allege that respondent recommended and their portfolio held unsuitable investments including equities, margin, and Unit Investment Trusts between May 2014 and December 2015. Damage Amount Requested: $195,044.41 Damages Granted: $191,772.00 Broker Comment: After a hearing on the merits, the panel awarded claimants compensatory damages of $191,772 plus $331 in interest for a total award of $192,103.
Date: July 19, 2001 Category: Customer Dispute Allegations: CLIENT ALLEGES IE PURCHASED AND SOLD LU IN LATE 1999 AND EARLY 2000 WITHOUT AUTHORIZATION. ALSO ALLEGES PURCHASE OF T ON 3/2/00 WAS FOR A $18,000 WHEN HE ONLY REQUESTED JA PURCHASE OF $5,000. ALSO ALLEGES PURCHASE OF FCSCX ON 3/17/00 WAS MISREPRESENTED. CURRENT COMBINED REALIZED AND UNREALUZED LOSSES TOTAL APPROXIMATELY $60,000. Damage Amount Requested: $60,000.00
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