ANDREW JUDE JARAMILLO is currently employed as a Broker and/or Investment Adviser at PLANMEMBER SECURITIES CORPORATION located at 15402 W SAGE ST., SUITE 105, VICTORVILLE, CA, 92392.
ANDREW JUDE JARAMILLO has worked at PLANMEMBER SECURITIES CORPORATION since January 18, 2013
Disclosure History
ANDREW JUDE JARAMILLO has 2 Disclosure Event(s).
Date: December 01, 2012 Category: Employment Separation After Allegations Firm Name: NYLIFE SECURITIES LLC. Termination Type: Discharged Allegations: MR. JARAMILLO WAS TERMINATED AFTER A REVIEW OF HIS BUSINESS IDENTIFIED A PATTERN OF EXTERNAL ANNUITY REPLACEMENTS WITH INACCURATE OR UNDISCLOSED SURRENDER CHARGE INFORMATION FOR THE REPLACED ANNUITIES. IN CERTAIN CASES, THE NEW ANNUITIES WOULD HAVE BEEN DECLINED IF THE ACTUAL SURRENDER CHARGES WERE KNOWN. NEW YORK LIFE CONTACTED THE AFFECTED CUSTOMERS, ALL OF WHOM RESIDE IN CALIFORNIA, AND PROVIDED POLICY CREDITS AND/OR REIMBURSED ALL OR A PORTION OF THE UNDISCLOSED SURRENDER CHARGES THAT WERE INCURRED.
Date: December 01, 2012 Category: Employment Separation After Allegations Firm Name: NYLIFE SECURITIES LLC Termination Type: Discharged Allegations: MR. JARAMILLO WAS TERMINATED AFTER A REVIEW OF HIS BUSINESS IDENTIFIED A PATTERN OF EXTERNAL ANNUITY REPLACEMENTS WITH INACCURATE OR UNDISCLOSED SURRENDER CHARGE INFORMATION FOR THE REPLACED ANNUITIES. IN CERTAIN CASES, THE NEW ANNUITIES WOULD HAVE BEEN DECLINED IF THE ACTUAL SURRENDER CHARGES WERE KNOWN. NEW YORK LIFE CONTACTED THE AFFECTED CUSTOMERS, ALL OF WHOM RESIDE IN CALIFORNIA, AND PROVIDED POLICY CREDITS AND/OR REIMBURSED ALL OR A PORTION OF THE UNDISCLOSED SURRENDER CHARGES THAT WERE INCURRED.
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