ANDREW JAMES LAPINSKI

ANDREW JAMES LAPINSKI is currently employed as a Broker and/or Investment Adviser at FIDELITY BROKERAGE SERVICES LLC located at 4601 TOUCHTON RD EAST, BLDG 400, JACKSONVILLE, FL, 32246.

ANDREW JAMES LAPINSKI has worked at FIDELITY BROKERAGE SERVICES LLC since May 07, 2012

Disclosure History

ANDREW JAMES LAPINSKI has 1 Disclosure Event(s).

Date: February 21, 2013
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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