ANDREW JOHN LARKIN is currently employed as a Broker and/or Investment Adviser at ITG INC. located at ONE LIBERTY PLAZA, 165 BROADWAY, 4TH FL., NEW YORK, NY, 10006.
ANDREW JOHN LARKIN has worked at ITG INC. since April 11, 2016
Disclosure History
ANDREW JOHN LARKIN has 2 Disclosure Event(s).
Date: December 14, 1990 Category: Regulatory
Date: December 01, 1988 Category: Employment Separation After Allegations Firm Name: SALOMON BROTHERS INC Termination Type: Permitted to Resign Allegations: N/AIN CONNECTION WITH AN INVESTIGATION BY THENYSE, SALOMON BROTHERS, INC. CONDUCTED AN INTERNAL INQUIRYREGARDING MY ROLE IN ALLEGEDLY CHANGING TRADING RECORDS FOR THEBENEFIT OF FIRM PROPRIETARY TRADING ACCOUNTS DURING OCTOBER1987. Broker Comment: I COOPERATED IN THE INVESTIGATION AND WASPERMITTED TO RESIGN. AT THE TIME OF MY RESIGNATION, THERE WASNO ALLEGATION OF WRONG-DOING ON MY PART.AS PREVIOUSLY REPORTED ON A DRP RELATING TO A"YES" ANSER TO ITEM 221, THE NYSE INITIATED A DISCIPLINARYPROCEEDING AGAINST ME ON DECEMBER 14, 1990 ARISING OUT OF THECIRCUMSTANCE DESCRIBED ABOVE. AN ANSWER DENYING THE CHARGES ANDA MOTION TO DISMISS WERE FILED ON MY BEHALF ON FEBRUARY 18,1991. THE ANSWER STATES THAT I WAS UNAWARE OF THE WRONGFULNATURE OF THE CHARGES WHICH I AND OTHER CLERICAL PERSONNEL WEREORDERED TO MAKE BY OUR SUPERVISOR.
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