ANDREW JOSEPH LEBLANC is currently employed as a Broker and/or Investment Adviser at BRUDERMAN BROTHERS LLC located at 75 MONTEBELLO ROAD, SUFFERN, NY, 10901.
ANDREW JOSEPH LEBLANC has worked at BRUDERMAN BROTHERS LLC since April 07, 2017
Disclosure History
ANDREW JOSEPH LEBLANC has 3 Disclosure Event(s).
Date: June 15, 2017 Category: Customer Dispute Allegations: The Customer alleges miscellaneous sales practice violations from August 2010 to March 2017. Damage Amount Requested: $10,000.00 Broker Comment: This client is the ex-wife of a client that has filed the arbitration listed on my CRD. She had a very small foundation account that had no transactions. Her claims are factually impossible and I deny them as has Merrill Lynch.
Date: June 08, 2017 Category: Customer Dispute Allegations: The Customers allege that the Financial Advisor engaged in outside business activities by managing the Customers' business affairs, engaged in selling away from the firm, made unsuitable investment recommendations, misappropriated funds from the Customers' accounts and engaged in misrepresentation and omission of material facts from 2011 to April 2017 Damage Amount Requested: $8,000,000.00 Broker Comment: I am shocked, dismayed and deeply disappointed that this former client has filed this arbitration against me. I deny the claims and look forward to the day this claim is removed from my records.
Date: November 30, 2011 Category: Customer Dispute Allegations: THE CUSTOMER ALLEGES AN UNSUITABLE INVESTMENT RECOMMENDATION IN SEPTEMBER 1998.
More Information
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