Andrew Michael May is currently employed as a Broker and/or Investment Adviser at EDWARD JONES located at 271 NORTHLAND CENTER, STATE COLLEGE, PA, 16803.
Andrew Michael May has worked at EDWARD JONES since February 08, 2012
Disclosure History
Andrew Michael May has 2 Disclosure Event(s).
Date: February 22, 2017 Category: Customer Dispute Allegations: Client alleges that his financial advisor misrepresented the tax consequences of withdrawing funds from a Jackson National variable annuity on or around May 31, 2016. Damage Amount Requested: $8,700.00 Settlement Amount: $7,257.38 Broker Comment: After completion of the firm's investigation, the client's claim was resolved in the amount of $7,257.38. The financial advisor was not required to contribute to the resolution.
Date: December 20, 2016 Category: Customer Dispute Allegations: Client alleges that the financial advisor misrepresented the breakpoint for the purchase of shares of Invesco short term mutual fund on May 31, 2016. Alleged activity period from 12/20/16 - 12/20/16 Damage Amount Requested: $6,725.00 Settlement Amount: $7,504.71 Broker Comment: After completion of the firm's investigation, the client's claim was resolved in the amount of $7,504.71. The financial advisor contributed to the resolution in the amount of $5,501.60.
More Information
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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
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