ANDREW JOSEPH MENTO

ANDREW JOSEPH MENTO is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 1200 LENOX DRIVE, SUITE 300, LAWRENCEVILLE, NJ, 08648.

ANDREW JOSEPH MENTO has worked at MORGAN STANLEY since June 01, 2009

Disclosure History

ANDREW JOSEPH MENTO has 1 Disclosure Event(s).

Date: June 23, 2009
Category: Customer Dispute
Allegations: COMPLAINT ABOUT AUCTION RATE SECURITIES THAT ALLEGED MISREPRESENATION. DAMAGES UNSPECIFIED. JANUARY 2008.
Broker Comment: CLAIM DENIED.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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