ANDREW STEPHEN MILLER

ANDREW STEPHEN MILLER is currently employed as a Broker and/or Investment Adviser at ON INVESTMENT MANAGEMENT CO located at 4585 S.R. 39, BERLIN, OH, 44610.

ANDREW STEPHEN MILLER has worked at ON INVESTMENT MANAGEMENT CO since February 09, 2009

ANDREW STEPHEN MILLER is also currently employed as a Broker and/or Investment Adviser at HUMMEL WEALTH MANAGEMENT, LLC located at 4585 STATE ROUTE 39, BERLIN, OH, 44610 since September 02, 2009

ANDREW STEPHEN MILLER is also currently employed as a Broker and/or Investment Adviser at THE O.N. EQUITY SALES COMPANY located at 4585 ST RT 39, BERLIN, OH, 44610 since September 02, 2009

Disclosure History

ANDREW STEPHEN MILLER has 1 Disclosure Event(s).

Date: November 10, 2017
Category: Customer Dispute
Allegations: customer alleges sale of investment products were unsuitable
Damage Amount Requested: $18,000.00
Broker Comment: "I deny any and all claims of wrongdoing or liability to the claimant. The allegations are unfounded. The client had 5 years of experience with similar products before she made her complaint. Claimant withdrew this complaint in less than two months and no action was taken against me."

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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