ANDREW S MILLER is currently employed as a Broker and/or Investment Adviser at PARK AVENUE SECURITIES LLC located at 122 EAST 42ND STREET, SUITE 2200, NEW YORK, NY, 10168.
ANDREW S MILLER has worked at PARK AVENUE SECURITIES LLC since June 14, 2013
Disclosure History
ANDREW S MILLER has 2 Disclosure Event(s).
Date: June 22, 2004 Category: Employment Separation After Allegations Firm Name: MML INVESTORS SERVICES INC Termination Type: Permitted to Resign Allegations: RR FAILED TO FOLLOW PARENT COMPANY'S (MASSACHUSETTS MUTUAL LIFE INS CO) PROCEDURES CONCERNING RECEIPT AND HANDLING OF CUSTOMER FUNDS IN CONNECTION WITH PREMIUM PAYMENTS FOR WHOLE LIFE INSURANCE POLICIES
Date: February 16, 2001 Category: Customer Dispute Allegations: CLIENT ALLEGES AGENT SHOULD HAVE HAVE REPOSITS AND ASSETS FOR HIGH RETURNS. AGENT 'INHERITED' CLIENT, AGENT DID NOT PURCHASE ANY OF THE SECURITIES Damage Amount Requested: $36,952.00
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