ANDREW JOSEPH MOLLOY is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 660 BEACHLAND BLVD, VERO BEACH, FL, 32963.
ANDREW JOSEPH MOLLOY has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since January 21, 1987
Disclosure History
ANDREW JOSEPH MOLLOY has 2 Disclosure Event(s).
Date: November 20, 2006 Category: Customer Dispute Allegations: CLIENT ALLEGES THAT HE WAS ADVISED NO ADDITIONAL PREMIUM PAYMENTS WOULD BE REQUIRED ON HIS VARIABLE LIFE INSURANCE POLICY. NO SPECIFIC DAMAGES ALLEGED. Broker Comment: MERRILL LYNCH FOUND [CUSTOMER'S] CLAIM TO BE WITHOUT MERIT.
Date: July 21, 2003 Category: Customer Dispute Allegations: CUSTOMER, ACTING AS EXECUTRIX OF THE ESTATE OF [CUSTOMER], ALLEGES THAT BETWEEN MAY 23, 2002 AND JULY 3, 2002 FA DID NOT FOLLOW HER INSTRUCTIONS TO LIQUIDATE THE ESTATE AS SOON AS POSSIBLE. Damage Amount Requested: $33,000.00 Broker Comment: THE FIRM DENIES THE ALLEGATIONS SET FORTH IN CUSTOMER'S COMPLAINT.
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