ANDREW RICHARD MORSE

ANDREW RICHARD MORSE is currently employed as a Broker and/or Investment Adviser at HIGHTOWER SECURITIES, LLC located at 505 5TH AVE, 14TH FLOOR, NEW YORK, NY, 10017.

ANDREW RICHARD MORSE has worked at HIGHTOWER SECURITIES, LLC since July 30, 2010

Disclosure History

ANDREW RICHARD MORSE has 1 Disclosure Event(s).

Date: March 15, 2016
Category: Customer Dispute
Allegations: Client alleges that he was pushed into an alternative investment vehicle without being given proper information. Client states that he was told by his former FAs that his investment would have a seven year term.
Broker Comment: Mr. Morse vehemently denies that any such communication was made to the complaining client and believes that UBS' denial of the complaint was appropriate.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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