Andrew Charles Pongracz

Andrew Charles Pongracz is currently employed as a Broker and/or Investment Adviser at MUTUAL OF OMAHA INVESTOR SERVICES, INC. located at 3200 EAST CAMELBACK ROAD, SUITE 190, PHOENIX, AZ, 85018.

Andrew Charles Pongracz has worked at MUTUAL OF OMAHA INVESTOR SERVICES, INC. since February 27, 2017

Disclosure History

Andrew Charles Pongracz has 1 Disclosure Event(s).

Date: May 01, 2015
Category: Judgment / Lien
Judgment/Lien Amount: $11,698.00
Judgment/Lien Type: Civil
Broker Comment: Rep does not believe this is his lien. He is currently working with an attorney to resolve but this will likely take 6-8 months to resolve. Once resolved he will notify us to update

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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