ANDREW IAN SCHACHER is currently employed as a Broker and/or Investment Adviser at SIGMA AMERICAS SECURITIES LLC located at 125 PARK AVENUE, 25TH FLOOR, SUITE 2525, NEW YORK, NY, 10017.
ANDREW IAN SCHACHER has worked at SIGMA AMERICAS SECURITIES LLC since August 16, 2017
Disclosure History
ANDREW IAN SCHACHER has 1 Disclosure Event(s).
Date: June 28, 2001 Category: Customer Dispute Allegations: CLIENT ALLEGED THAT BROKER FAILED TO FOLLOW INSTRUCTIONS TO KEEP THE ACCOUNT OFF OF MARGIN AND GUARANTEED THE PERFORMANCE OF A STOCK PURCHASED IN FEBRUARY 2001. THE COST OF THE PURCHASE INADVERTANTLY CAUSED THE ACCOUNT TO INCUR APPROXIMATELY $300 IN MARGIN BALANCE. Damage Amount Requested: $16,000.00 Settlement Amount: $127,500.00 Broker Comment: IT WAS A FRIVOLOUS CLAIM THAT WAS THE FINAL RESULT OF A FEW OTHERS MADE BY CLIENT'S COUNSEL. ALL CLAIMS WERE DROPPED PRIOR TO THE SETTLEMENT DATE BY THE FIRM. THE FIRM SETTLED DUE TO THE ACTIONS OF A PRIOR BROKER WHO WORKED AT A DIFFERENT OFFICE AT THE FIRM, AND WHOSE ACTIONS WERE UNRELATED TO THIS BROKER.
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