ANDREW JOSEPH SOHN

ANDREW JOSEPH SOHN is currently employed as a Broker and/or Investment Adviser at CAMBRIDGE INVESTMENT RESEARCH, INC. located at 80 CENTRAL ST, STE 150, BOXBOROUGH, MA, 01719.

ANDREW JOSEPH SOHN has worked at CAMBRIDGE INVESTMENT RESEARCH, INC. since January 03, 2011

Disclosure History

ANDREW JOSEPH SOHN has 1 Disclosure Event(s).

Date: March 23, 2004
Category: Customer Dispute
Allegations: THE CLIENT CLAIMED NOT TO KNOW HOW HIS INVESTMENTS WERE SELECTED. HE REQUESTED A REVIEW OF HIS ACCOUNTS SINCE 1999 AND AN APPROPRIATE SETTLEMENT
Damage Amount Requested: $5,000.00
Broker Comment: THE CLIENT'S LETTER WAS SENT WITH A BREAKPOINT CLAIM FORM. IT WAS INTENDED TO REQUEST A CLAIM REVIEW NOT A COMPLAINT. THE CLIENT SENT A LETTER REQUESTING WE WITHDRAW THE COMPLAINT.

More Information

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