ANDREW CHRISTOPHER TENGBLAD

ANDREW CHRISTOPHER TENGBLAD is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 700 3RD STREET N, SUITE 203, LACROSSE, WI, 54601.

ANDREW CHRISTOPHER TENGBLAD has worked at LPL FINANCIAL LLC since May 02, 2011

Disclosure History

ANDREW CHRISTOPHER TENGBLAD has 1 Disclosure Event(s).

Date: April 27, 1999
Category: Criminal
Charges: 1. 1 COUNT ISSURANCE OF WORTHLESS CHECK 2. MISDEMEANOR 3. GUILTY 4. N/A Charge Type: MISDEMEANOR
Disposition: A. CONVICTED ISSURANCE OF WORTHLESS CHECK B. 06/07/1999 C. 50.00 FINE D. N/A E. N/A F. 50.00 FINE G. 06/07/1999
Broker Comment: I DID NOT PURPOSELY OMITT THIS INFORMATION, RATHER I SIMPLY FORGOT. IT WAS AN UNFORTUNATE INCIDENT THAT HAPPENED WHILE I WAS IN COLLEGE AND I HAVE SINCE NOT HAD ANYTHING RELATED TO THE CHARGES

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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