ANDREW SPENCER TROOB is currently employed as a Broker and/or Investment Adviser at SUMO CAPITAL, LLC located at 190 SOUTH LASALLE STREET, SUITE 1620, CHICAGO, IL, 60603.

ANDREW SPENCER TROOB has worked at SUMO CAPITAL, LLC since June 25, 2015

Disclosure History

ANDREW SPENCER TROOB has 2 Disclosure Event(s).

Date: July 08, 2002
Category: Regulatory

Date: July 09, 1999
Category: Regulatory

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for ANDREW SPENCER TROOB, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.