ANDREW VANDEHEY

ANDREW VANDEHEY is currently employed as a Broker and/or Investment Adviser at PRINCIPAL SECURITIES, INC. located at 311 E ANN ST, STE 2, KAUKAUNA, WI, 54130.

ANDREW VANDEHEY has worked at PRINCIPAL SECURITIES, INC. since September 24, 2011

Disclosure History

ANDREW VANDEHEY has 1 Disclosure Event(s).

Date: January 24, 2007
Category: Criminal
Charges: THEFT (CLASS D FELONY)/KNOWINGLY EXERT UNAUTHORIZED CONTROL OVER PERSONAL PROPERTY (DALMATION STATUE) WITH INTENT TO DEPRIVE
Disposition: Dismissed
Broker Comment: IN JANUARY OF 2007 WHILE ATTENDING SAINT JOSEPH'S COLLEGE IN RENSSELAER IN, I WAS CHARGED W/ A CLASS D FELONY FOR THEFT OF LAWN ORNAMENTS. I FULLY UNDERSTAND THE SEVERITY OF THE CHARGE. THROUGH THE COMPLETION OF COMMUNITY SERVICE AND OTHER VOLUNTARY ACTS OF SERVICE, THE CHARGES WERE DISMISSED.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for ANDREW VANDEHEY, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.