ANDREW S. WESNER is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 800 ELLIS ROAD # 528, MUSKEGON, MI, 49441.
ANDREW S. WESNER has worked at LPL FINANCIAL LLC since May 30, 2003
Disclosure History
ANDREW S. WESNER has 1 Disclosure Event(s).
Date: July 06, 2005 Category: Customer Dispute Allegations: CUSTOMER ALLEGES THAT VARIABLE ANNUITY RECOMMENDATION WAS UNSUITABLE AND NOT EXPLAINED. CUSTOMER REQUESTS REFUND WITHOUT SURRENDER CHARGES OF APPROXIMATELY $16,484.38. Damage Amount Requested: $16,484.38 Broker Comment: THE CUSTOMER WAS ADVISED VERBALLY AND IN WRITING REGARDING THE CHARACTERISTICS OF THE VARIABLE ANNUITY. THIS WAS NOT THE CUSTOMER'S FIRST PURCHASE OF A VARIABLE ANNUITY. THE CUSTOMER PREVIOUSLY PURCHASED VARIABLE ANNUITIES FROM ANOTHER ADVISOR. THE CUSTOMER RECEIVED AND SIGNED DISCLOSURE DOCUMENTS. THE ANNUITY WAS COMPLETELY SUITABLE AND PROVIDED ADEQUATE LIQUIDITY FOR HER NEEDS. THE PRINCIPAL WAS GUARANTEED THROUGH A LIVING BENEFIT RIDER TO PROTECT FROM MARKET LOSS.
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