ANDREW ANTHONY WITTIG

ANDREW ANTHONY WITTIG is currently employed as a Broker and/or Investment Adviser at TRANSAMERICA FINANCIAL ADVISORS, INC located at 5072 W. PLANO PKWY, SUITE 280, PLANO, TX, 75093.

ANDREW ANTHONY WITTIG has worked at TRANSAMERICA FINANCIAL ADVISORS, INC since January 31, 2015

Disclosure History

ANDREW ANTHONY WITTIG has 4 Disclosure Event(s).

Date: June 08, 2017
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: June 07, 2017
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: November 01, 2011
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: August 31, 2011
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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